Stock Broker Resume

A sample stock broker resume is given along with this article. Mr. Richard Anderson is the respective candidate applying for the post. Here is the resume sample for applying for the post of stock broker. The following sample can provide you the relevant idea that you need for preparing a sample stock broker resume.

Richard Anderson
1234, West 67 Street,
Carlisle, MA 01741,
(123)-456 7890.

Academic Background

  • Achieved Bachelor of Arts Degree in Accounting and Finance from the Campbell College, Bules Creek, NC in the year 2003.
  • Achieved Diploma in Accounting from Oxford University, Oxford, England, in the year 1999.

Computer Programming Skills

  • Knowing Office Package: Microsoft Word, Microsoft Excel, Microsoft Access, Microsoft PowerPoint and Microsoft Outlook Express.
  • Knowing Operating Systems: Windows9X, Windows2000, Windows ME, Windows XP and Windows Vista.
  • Knowing IBM PC, Lotus 1-2-3, Comchea, LAN and Managistics

Professional Excellence Summary

  • Brokerage certificate, series 8 & 64.
  • More than 4 years of progressive, practice in matters related to finance.
  • Excellent interpersonal skills and abilities.
  • Self-motivated; capable of achieving urgent and long-term objectives and goals and meet procedural deadlines.
  • Counter well in high-stress environment.

Professional Background

Since 2004 working as a Fund Accountant in the Copperd Ash Associates, Nashville, TN and is responsibly handling the following duties and responsibilities:

  • Detailing directly to Portfolio Administrator, Businessmen and Traders on investment and the availability of cash.
  • Purchasing business paper and documents for confidential accounts.
  • Keeping a track on the inventory situation and bonds; taking records of dividend and interest payouts to clients.
  • Monitoring and maintaining report of portfolio security changes.
  • Communicating and coming to terms with Brokers and Banks in regard to business settlements.
  • Analyzing and prepare presentation and reports by utilizing day to day market invoices for the Board of Directors and Shareholders.
  • Making business comparisons.
  • Assisting Public Accountants and organizing audit papers, price out on a daily basis net value for NASD, recording accounting transactions (shares, debentures, securities, mutual funds, expenditures, incomes, disbursements and dividends).
  • Analyzing present market situation; predict dividend and interest and fund payouts.


Click here to Stock Broker Resume in Word

Leave a Reply